The complete system for real-time transaction monitoring and control
Enables financial institutions to stay ahead of the market through rapid modelling of regulatory rule sets and the application of robust house controls across all flows. Seamlessly integrates to SAP HANA via Hana's API and JDBC connectivity.
Overview
Centralize mandates in one real-time rules platform
Supports the look-up and reporting requirements for existing mandate analysis, while incorporating instantaneous notifications of mandate changes. This is governed by a permission model, enabling control and distribution of the mandates.
Checks and enforces real-time regulatory and compliance risk adherence
Check what-if scenarios and trade execution in real-time with instant alerts reported for any regulatory or compliance infringements. Apply workflows to alerts providing a fine level of controls to manage regulatory and compliance issues.
Reduces the total cost of ownership for the cost of controls
Reduce the cost of implementing your regulatory and compliance controls through embedding the solution into your process pipeline and automating the control checks and alerts for all trades.
Details
Solution type
APIs and Technical Components
Industry
Utilities, Healthcare, Banking, Telecommunications
Compatibility
Works with
Features
Easily construct and apply your risk controls to your business
Control is at the heart of the platform. Rules can be constructed across jurisdictions, instruments, clients, and several other factors, which enable the institution to easily model the regulatory restrictions and risk controls.
Implement Limits Management across your transactions
The limits module in the platform is highly versatile. Risk managers and other control functions can devise complex limits across a large range of variables with easy-to-use aggregation functions.
Receive alerts for compliance breaches instantly
Each rule can be configured to raise an alert based on a defined outcome. This gives the flexibility to notify positive outcomes, such as a new client trading for the first time, or alerting compliance that a salesperson has attempted to book an illegal trade multiple times.
Plans and pricing
All plans include:
Price Upon Request
Regulatory, compliance and limit controls
Includes 1 Installation Price upon requestRegulatory, compliance and limit controls
Includes 1 Installation Trial
Regulatory, compliance and limit controls
Price unavailable in this regionRegulatory, compliance and limit controls
